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Zocks, an AI-powered client intelligence platform designed for financial advisors, has successfully raised $13.8 million in a Series A funding round led by Motive Ventures. The round also saw participation from Lightspeed Venture Partners, Expanse Venture Partners, Entrée Capital, and 14Peaks, following an earlier $5.5 million seed investment.
Positioning itself as a privacy-first AI solution, Zocks leverages advanced analytics to capture and process key client insights from financial advisor conversations. The platform builds detailed household-level client profiles, identifies actionable items, and automates form completion. Additionally, Zocks integrates seamlessly with existing CRM systems while adhering to strict data privacy standards. The company reports that its technology helps advisors save an average of 45 minutes per client meeting.
Since its launch in early 2024, Zocks has onboarded over 1,000 advisory firms and formed strategic partnerships with fintech companies such as Wealthbox, Redtail, and Practifi.
The newly secured funding will accelerate the development of Zocks’ AI-driven automation tools, enhancing workflows for financial advisors. Planned advancements include automated email responses, streamlined account applications, and improved form processing capabilities. The company is also set to introduce advanced analytics features and explore potential expansion into the European market.
Mark Gilbert, CEO of Zocks, emphasized the role of AI in wealth management, stating: “The future of wealth management belongs to advisors who can harness unstructured client data and turn it into real-time intelligence. This investment allows us to accelerate AI-driven innovation, expand our team, and deepen our integrations, ensuring that Zocks remains the industry’s most advanced solution for client intelligence and workflow automation.”
With its continued focus on regulatory technology solutions and compliance automation, Zocks is poised to revolutionize financial advisory services by leveraging AI-driven intelligence and workflow optimization.
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